Debt Management Tracker and Oversight Template

Preamble and Purpose

Effective debt management is fundamental to the Company's financial stability, liquidity, and long-term sustainability. This template provides the Board of Directors (the "Board") of [Company Name] (the "Company") with a comprehensive overview of the Company's debt portfolio, repayment schedules, associated risks, and compliance with financing covenants. It facilitates proactive oversight and decision-making regarding the Company's borrowing activities.


1. Debt Portfolio Overview and Tracker

This section provides a summary of all outstanding debt obligations of the Company as of [Insert Date of Report].

Debt Instrument (Source)Principal Amount (Rands)Currency (if not ZAR)Current Outstanding Balance (Rands)Interest Rate (Type & %)Repayment FrequencyNext Repayment DateMaturity DateCollateral/SecurityCovenants (Key)Status/Comments (e.g., On Track, Restructured, Watchlist, Facility Utilisation)Responsible Manager
Bank Loan 1 (e.g., FNB Term Loan)R 5,000,000ZARR 4,800,000Prime + 1% (Floating)Monthly2025-08-152029-07-31Property ADebt-to-EquityOn Track. Utilisation: 96% of facilityFinance Manager
Equipment Lease (e.g., Standard Bank Asset Finance)R 1,200,000ZARR 950,0009.5% (Fixed)Monthly2025-08-202027-04-30Equipment BNone specificOn Track. Asset fully operational.Operations Manager
Revolving Credit Facility (e.g., Absa Overdraft)R 3,000,000ZARR 1,500,000Prime + 2% (Floating)Ad-hocN/A2026-12-31Book DebtsCurrent RatioFacility utilised 50%. Regular monitoring for working capital needs.Finance Manager
Intercompany Loan (if applicable)R 800,000ZARR 800,0006% (Fixed)Annually2026-03-312028-03-31NoneNoneShort-term funding for project X.Group Finance
Total Debt Outstanding:R [Sum of all outstanding balances]

2. Debt Management Oversight Checklist for the Board

This checklist ensures comprehensive board oversight of the Company's debt obligations and related financial risks.

1. Current Debt Portfolio Review:

  • Has the Board reviewed the current debt portfolio, including total outstanding debt, average cost of debt, and maturity profile? (Yes/No)
  • Are there any significant concentrations of debt maturing in the short to medium term that could pose refinancing risk? (Yes/No)
  • Are the terms and conditions of all debt instruments fully understood by the Board, particularly regarding early repayment penalties, draw-down conditions, and termination clauses? (Yes/No)

2. Interest Rate Risk Management:

  • What proportion of the Company's debt is subject to floating interest rates vs. fixed interest rates? (e.g., [X]% Floating, [Y]% Fixed)
  • Has management provided an assessment of the potential impact of interest rate fluctuations (e.g., a [Z]% increase in prime rate) on the Company's profitability and cash flow? (Yes/No)
  • Are there any hedging strategies (e.g., interest rate swaps) in place or under consideration to mitigate interest rate risk? (Yes/No/N/A)

3. Covenant Compliance and Monitoring:

  • Are there any financial or non-financial covenants associated with the Company's debt facilities (e.g., Debt-to-Equity Ratio, Debt Service Coverage Ratio, Current Ratio)? (Yes/No)
  • Has management reported on the Company's current compliance status with all covenants as of [Date of Report]? (Yes/No)
  • Are there any current or projected breaches of covenants, or any that are approaching critical thresholds? (Yes/No)
  • If a breach is identified or anticipated, has management presented a clear plan to address it (e.g., negotiation with lenders, capital injection, asset sales)? (Yes/No/N/A)
  • Is there a robust system in place for the regular monitoring and reporting of covenant compliance to the Board? (Yes/No)

4. Liquidity and Repayment Capacity:

  • Has the Board reviewed the Company's projected cash flows to ensure sufficient liquidity to meet all scheduled debt repayments over the next 12-24 months? (Yes/No)
  • Has management performed stress-testing on the Company's ability to service debt under adverse scenarios (e.g., revenue decline, cost increases)? (Yes/No)
  • Are undrawn credit facilities or other liquidity buffers adequate to cover unforeseen cash flow shortfalls or refinance maturing debt? (Yes/No)

5. Debt Strategy and Optimisation:

  • Is the current debt structure optimal for the Company's strategic objectives and risk appetite? (Yes/No)
  • Has management explored opportunities for debt optimisation (e.g., refinancing at lower interest rates, extending maturities, diversifying funding sources)? (Yes/No)
  • Are there any plans for new debt facilities or capital raising in the near future? If so, have these been presented to the Board? (Yes/No/N/A)

6. Documentation and Reporting:

  • Are all debt agreements, security documents, and related correspondence centrally maintained and readily accessible? (Yes/No)
  • Does the Board receive regular and timely reports on debt levels, interest expenses, repayment schedules, and covenant compliance? (Yes/No)
  • Are all discussions and decisions related to debt management duly documented in the board meeting minutes? (Yes/No)

3. Board Resolution for Debt Management Acknowledgment

RESOLVED THAT:

  1. The Board of Directors of [Company Name] hereby acknowledges receipt and has reviewed the Debt Management Tracker and the accompanying report on the Company's debt portfolio, financial covenants, and repayment schedules as of [Insert Date of Report].
  2. The Board notes the Company's current debt position, its ability to meet present and projected debt obligations, and its compliance status with all relevant financial and non-financial covenants (or acknowledges any identified breaches/risks and the proposed mitigation plan).
  3. Management is hereby directed to continue to:
    • Diligently monitor the Company's debt levels, repayment schedules, and covenant compliance.
    • Report any material changes in the debt portfolio, potential covenant breaches, or significant debt-related risks to the Board immediately.
    • Proactively explore opportunities for debt optimisation and effective risk management strategies, including interest rate and foreign exchange hedging where appropriate.

Signed by the Chairperson on behalf of the Board:


[Chairperson's Full Name & Signature]

Chairperson of the Board

Date: [Date of Board Meeting where reviewed/approved]


4. Supporting Documents (To be attached to the Board Pack)

  • Detailed Debt Schedule (if more granular than the tracker provided).
  • Management's Debt Management Report, including:
    • Analysis of interest rate exposure.
    • Covenant compliance calculations and projections.
    • Liquidity forecast highlighting debt servicing capacity.
    • Report on any identified debt-related risks and proposed mitigation strategies.
  • Relevant sections of financing agreements for new or critical debt.

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